Earthquake-like Bursts of Intrinsic Arousal Activations in the Brain Found to be Essential for Sleep and Sleep-Stage Transitions

Sleep is traditionally considered to be a homeostatic process that resists deviation from equilibrium. In that regard, brief episodes of waking are viewed as perturbations that lead to sleep fragmentation and related sleep disorders. While addressing aspects of sleep regulation related to consolidated sleep and wake and the sleep-wake cycle, the homeostatic paradigm does not account for the dozens of abrupt sleep-stage transitions and micro-states within sleep stages throughout the night. Ivanov and colleagues hypothesized that, while sleep is indeed homeostatic at time scales of hours and days, non-equilibrium dynamics and criticality underlie sleep micro-architecture at shorter time scales.Findings link healthy sleep to brain-wave bursts that mathematically mimic earthquakes
Credit; Ivanov et al.
Their empirical findings and modeling indicate that arousals from sleep are a manifestation of an intrinsic non-equilibrium sleep regulatory mechanism related to self-organization of neuronal assemblies. This mechanism acts at time scales of seconds and minutes and stays on track via continuous bursts in brain wave rhythms.
The study also suggests that maintaining a non-equilibrium critical state is essential for the sleep-regulation system’s flexibility to spontaneously activate multiple transitions between different sleep stages and between sleep and brief wakefulness throughout the sleep period. Such critical state is also necessary for the complex sleep micro-architecture that is increasingly recognized to be characteristic of healthy sleep. The observed critical behavior in sleep draws parallels to other non-equilibrium systems at criticality, such as earthquakes.
“Paradoxically, we find that the ‘resting’ state of healthy sleep is maintained through bursts in cortical rhythm activity that obey similar temporal organization, statistics, and mathematical laws as earthquakes,” Ivanov says. “Our findings serve as building blocks to better understand sleep, and could help improve detection and treatment of sleep disorders.”
Contacts and sources:
Plamen Ch. Ivanov
Citation: Non-equilibrium critical dynamics of bursts in θ and δ rhythms as fundamental characteristic of sleep and wake micro-architecture.
Jilin W. J. L. Wang, Fabrizio Lombardi, Xiyun Zhang, Christelle Anaclet, Plamen Ch. Ivanov. PLOS Computational Biology, 2019; 15 (11): e1007268 DOI: 10.1371/journal.pcbi.1007268
The article is freely available: https://journals.plos.org/ploscompbiol/article?id=10.1371/journal.pcbi.1007268
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