What Saudi Arabia’s War in Yemen and Iran’s Regional Strategy Are Really About

TND Guest Contributors:  Flynt Leverett and Hillary Mann Leverett |

The World Financial Review has published our latest piece, “Saudi Arabia’s Yemen Offensive, Iran’s ‘Proxy’ Strategy, and the Middle East’s New ‘Cold War.’”  To read the article, click here; we’ve also appended the text (with links) below.

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Saudi Arabia’s Yemen Offensive, Iran’s ‘Proxy’ Strategy, and the

Middle East’s New ‘Cold War’      

Flynt Leverett and Hillary Mann Leverett

 Riyadh’s war in Yemen marks a dramatic escalation in its efforts to roll back Iran’s rising influence in the Middle East.  Saudi Arabia portrays its Yemen campaign simply as a battle of “good” Arabs and Sunnis supporting Yemen’s legitimate government against “evil” Iranians trying to overthrow it via local Shi’a “proxies”—reiterating a generalized Saudi (and Israeli) narrative about Iran’s use of proxy allies to consolidate regional “hegemony.”  More considered analysis shows that Iran’s “proxy” ties are part of an effective strategy to expand political participation in contested regional venues.  While Saudi Arabia (like Israel) considers this a mortal threat, it is essential to effective conflict resolution.  Riyadh’s intensely sectarian response—including its Yemen war—now fuels what some call a new Saudi-Iranian/Sunni’- Shi’a “Cold War” in the Middle East.

Riyadh’s increasingly destructive war in Yemen has sparked overripe discussion in Western capitals about Iran’s use of “proxies” to subvert otherwise “legitimate” Middle Eastern governments.  Driving such discussion is a self-serving narrative, promoted by Israel as well as by Saudi Arabia, about Tehran’s purported quest to “destabilize” and, ultimately, “take over” the region.

Assessments of this sort have, of course, been invoked to justify—and elicit Western support for—Saudi intervention in Yemen.  More broadly, the Israeli-Saudi narrative about Iranian ambitions is framed to prevent the United States from concluding a nuclear deal with Tehran—or, failing that, to keep Washington from using a deal as a springboard for comprehensively realigning U.S.-Iranian relations.

Determination to forestall Iran’s international normalization by hyping its “hegemonic” regional agenda was on lurid display in Israeli Prime Minister Binyamin Netanyahu’s much-watched March 3, 2015 address to the U.S. Congress.  As Netanyahu warned his audience,

“Backed by Iran, Shiite militias are rampaging through Iraq.  Backed by Iran, Houthis are seizing Yemen, threatening the strategic straits at the mouth of the Red Sea…Iran is busy gobbling up the Middle East.”

Two days after Netanyahu spoke in Washington, then-Saudi Foreign Minister Prince Saud al-Faisaloffered Riyadh’s version of this narrative, stressing Iran’s “interference in affairs of Arab countries.”  With U.S. Secretary of State John Kerry beside him, Saud recapitulated a reading of Tehran’s regional strategy regularly expounded by Saudi elites:

“We are, of course, worried about atomic energy and atomic bombs.  But we’re equally concerned about nature of action and hegemonistic tendencies that Iran has in the region.  These elements are the elements of instability in the region.  We see Iran involved in Syria and Lebanon and Yemen and Iraq…Iran is taking over [Iraq]… It promotes terrorism and occupies lands.  These are not the features of countries which want peace and seek to improve relations with neighboring countries.”

Given all that is at stake in the Middle East, it is important to look soberly at claims by Israel, Saudi Arabia, and their surrogates about Iran “gobbling up” the region.  Sober evaluation starts by thinking through, in a fact-based way, how Iranian strategy—including its “proxy” component—actually works.  It also entails dispassionate examination of what really concerns Saudi Arabia and some other Gulf Cooperation Council (GCC) states about Iran’s regional role.

Playing Defense

Since the 1979 revolution that ended monarchical rule in Iran and created the Islamic Republic, Iranian strategy has been fundamentally defensive.  Unlike other Middle Eastern powers—or the United States, for that matter—the Islamic Republic has never attacked another state or even threatened to do so.

The revolutionaries who ousted the last shah promised to restore Iran’s real sovereignty after a century and a half of rule by puppet regimes beholden to external powers.  From the Islamic Republic’s founding, its leaders have viewed the United States—the world’s superpower, whose ambitions to consolidate a highly militarized, pro-American political and security order in the Middle East condition it to oppose independent power centers there—as the biggest threat to fulfilling this revolutionary commitment.  After the United States, Iranian policymakers have seen Israel—a U.S. ally with aspirations to military dominance in its neighborhood—as a serious threat to the Islamic Republic’s security and strategic position.  Tehran has also been deeply concerned about Saudi Arabia leveraging its ties to Washington to advance its intensely anti-Iranian agenda—including the arming and funding of violently anti-Shi’a groups like al-Qa’ida and the Taliban.

The Islamic Republic’s leaders have designed its foreign policy and national security strategy to preserve Iran’s territorial and political integrity in the face of these threats.  The aim is not to establish Iran’s regional hegemony; it is to prevent any other regional or extra-regional power from attaining hegemony over Iran’s strategic environment.  Even the U.S. Defense Department acknowledges the defensive character of Iranian strategy; as a recent Pentagon report puts it, “Iran’s military doctrine is defensive.  It is designed to deter an attack, survive an initial strike, retaliate against an aggressor, and force a diplomatic solution to hostilities while avoiding any concessions that challenge its core interests.”

Leaving aside intentions, there is the more objective matter of the Islamic Republic’s capabilities to perpetrate aggression in its regional neighborhood.  Simply put, Iran today has effectively no capacity to project significant conventional military power beyond its borders.

To be sure, the revolutionaries who took power in 1979 inherited the last shah’s U.S.-built military.  But Washington cut off logistical and technical support shortly after the revolution—a debilitating measure exacerbated by an embargo on military transfers from most other countries as the fledgling Islamic Republic fought off, from 1980 to 1988, a (U.S.-and Saudi-backed) war of aggression by Saddam Husayn’s Iraq.  After the war, Iran shifted resources from the military into reconstruction and development, reducing its conventional military capabilities to marginal levels.  Today, the United States spends almost seventy times more on its military than Iran does.  Saudi Arabia, with one-quarter Iran’s population, spends over five times as much; the GCC collectively spends eight times as much.

Cultivating “Proxies”

Given these realities, assertions that the Islamic Republic poses an offensive threat to its neighbors are baseless; to borrow a phrase from the U.S. Army, Iran won’t be parking its tanks in anybody’s front yard anytime soon.  To protect Iran’s territorial and political integrity, the Islamic Republic has developed increasingly robust capabilities for asymmetric defense and deterrence that it can credibly threaten to use in response to aggression against it.  Among these capabilities are ballistic missiles armed with conventional explosives and a range of interrelated systems—anti-ship missiles, submarines, mine-laying systems, and large numbers of small “fast attack” boats—to disrupt Persian Gulf shipping, including both U.S. warships and vessels transporting oil.

Even with such capabilities, threats to the Islamic Republic’s security and independence are magnified by what military planners call “lack of strategic depth.”  Iran today has land, maritime, and littoral borders with fifteen states.  None is a natural ally; most have been hostile to the idea of an Islamic republic in Iran.  Many of the Islamic Republic’s neighbors and other states in its regional environment are also susceptible to co-optation as anti-Iranian platforms by America, Israel, and/or Saudi Arabia.  To compensate, Tehran has cultivated ties to sympathetic constituencies in other states open to cooperation with the Islamic Republic.

The Islamic Republic has made a point of aligning with constituencies systematically marginalized by their countries’ existing power structures:  Shi’a majorities in Iraq and Bahrain; Lebanon’s Shi’a plurality; Shi’a and anti-Taliban Sunnis in Afghanistan; Zaidis in Yemen; Iraqi Kurds; occupied Palestinians.  By helping such communities organize to press their grievances more effectively, Tehran creates options for influencing on-the-ground developments in contested venues across the Islamic Republic’s strategic environment.

For more than three decades, Tehran’s proxy partnerships have helped it push back against hostile initiatives—e.g., U.S. military intervention in Lebanon, Israel’s occupation of southern Lebanon, Saudi-backed expansion of Taliban control in Afghanistan, Saddam’s antagonism toward the Islamic Republic, U.S. occupation of Iraq—that threatened Iran’s strategic position.  They have also enabled Tehran to reduce the chances that nearby states—Lebanon, Afghanistan, post-Saddam Iraq, Bahrain (where America’s Fifth Fleet is based)—will again be used as platforms to attack the Islamic Republic or otherwise undermine its security and independence.

Over time, these payoffs from the proxy component of the Islamic Republic’s regional strategy are amplified by Iranian allies’ political gains.  Given the chance, Iran’s partners have repeatedly shown themselves capable of winning elections in their local settings, and winning them for the right reasons:  because they represent unavoidable constituencies with legitimate grievances.  Tehran doesn’t manufacture its partners by paying people as mercenaries.  It didn’t create Iraq’s Shi’a majority, or Bahrain’s; it didn’t create Lebanon’s Shi’a plurality, occupied Palestinians, or the Zaidis in Yemen.  But Iranian support for these communities means that any expansion in political participation in their countries empowers Tehran’s allies.

Stoking a New Middle Eastern “Cold War”

It is this aspect of Iranian strategy that most alarms Saudi Arabia, some other GCC states, and Israel.  Today, neither Saudi Arabia nor Israel truly represents most of those it governs.  Neither can endorse more participatory politics in the region; neither can endorse proliferation of regional states genuinely committed to foreign policy independence.  This also means that neither can exercise positive political influence to facilitate conflict resolution in contested regional arenas; on their own, Israel and Saudi Arabia can only make things worse.

This is why, when U.S. forces invaded Iraq and overthrew Saddam in 2003, Saudi Arabia played a critical role in funding and organizing Sunni insurgents there, in an ultimately unsuccessful effort to forestall a more representative political order which Iraq’s Shi’a majority would inevitably dominate.  This is also why Riyadh viewed the outbreak of the Arab Awakening in late 2010—which Tehran welcomed—as a mortal threat.  The Saudi response has been:

–to undermine Sunni movements, like the Muslim Brotherhood, prepared to compete for power in elections;

–to build up violent jihadi groups, including groups that have aligned with al-Qa’ida and coalesced into the Islamic State, as alternatives to the Brotherhood; and

–to co-opt popular demands for reform by coercively intervening—including through jihadi proxies—in Libya, Syria, and now Yemen, with disastrous humanitarian and political consequences.

As it has done these things, Riyadh has reframed political struggles around the region in starkly sectarian, anti-Iranian/anti-Shi’a terms.  This is especially striking vis-à-vis the Syrian conflict.  Saudi intervention in Syria ensured that jihadis — many non-Syrian—dominate opposition ranks, killing any potential Brotherhood role in leading anti-Assad forces.  It also turned what began as indigenous protests over particular grievances into a heavily militarized (and illegal) campaign against a UN member state’s recognized government—but with a popular base too small either to bring down that government or to negotiate a settlement with it.

In the process, Saudi Arabia has exploited Tehran’s support for Syria’s government to swing the balance of opinion in Sunni publics—which had increasingly seen the Islamic Republic as championing more participatory politics and resistance to U.S. and Israeli hegemony—against Iran.  The turn in Sunni attitudes gives Riyadh political cover to double down on supporting violent jihadis—as with Saudi backing for a new “Conflict Army,” organized around the al-Qa’ida-affiliated Jabhat an-Nusra, that recently captured a major Syrian city.

Deconstructing the Yemen War

These dynamics are fueling a new Saudi-Iranian/Sunni-Shi’a “Cold War” in the Middle East; Saudi military action has made Yemen an important battleground in this wider contest.  In Yemen, Tehran has followed its established strategic template of helping an unavoidable constituency with legitimate grievances—the Houthis and Ansar Allah, based in the country’s non-Sunni Zaidi community—organize to press for a meaningful share of power.  And the roots of Riyadh’s current campaign against the Houthis go back to the Arab Awakening’s early days.

Following the ouster of Tunisian’s Zine El Abidine Ben Ali in January 2011, peaceful mass protests calling for the removal of Yemeni President Ali Abdullah Saleh broke out in Sana’a and other Yemeni cities.  Ansar Allah—which had been prosecuting a relatively successful revolt in north Yemen against Saleh’s rule before agreeing to a ceasefire in 2010—endorsed the demonstrations; it also joined other anti-Saleh groups in a so-called National Dialogue, set up to lay the foundations for a more representative and regionally federalized political order.

As pressure for change mounted, Saudi Arabia—determined to perpetuate the Zaidis’ marginalization—set out to thwart Yemenis’ manifest desire to replace Saleh’s autocracy with more representative and participatory political structures.  In particular, Riyadh worked to block implementation of the National Dialogue agenda by engineering Saleh’s replacement by his then-vice president, Abd Rabbuh Mansur Hadi.  To this end, the Saudis upped financial support to intensely sectarian Sunni salafi groups while undercutting the more moderate, Muslim Brotherhood-related Islah party—including by designating Islah as a terrorist group.  These steps ensured that no Sunni party was empowered to work with Ansar Allah and the Houthis to stand up a new, more representative political order; in the end, Hadi was the only candidate on the ballot for Yemen’s February 2012 presidential election.  Riyadh also worked to exclude Iran from the group of regional states ostensibly set up to help Yemen chart its political future.

Faced with these provocations, Ansar Allah and the Houthis renewed their military campaign against the central government in late 2011; their military gains accelerated over the next two and a half years.  Hadi’s provisional term expired in 2014, two years after his February 2012 election.  By that point, support for Hadi had crumbled—in no small part because of popular perceptions that he was a U.S. puppet collaborating with America’s ongoing “counter-terrorism” campaign in Yemen, including high-profile drone strikes killing large numbers of civilians.  In early 2015, Hadi fled to Saudi Arabia.  Left with no political options for imposing its preferences on Yemen, Riyadh launched military operations in March 2015, appealing not only to its Western backers for support but also to Sunni publics to back its leadership of a millennial holy war against infidel Shi’a.

Defusing Crises

Ansar Allah says it wants to realize the vision of the National Dialogue, but lacks sufficient support across Yemen to do this on its own.  Tehran, for its part, has long recognized that there ultimately has to be a political solution in Yemen, based on a negotiated settlement among the country’s disparate regional, tribal, and sectarian elements.  Since the start of the Saudi military campaign, the Islamic Republic has stressed the need for a negotiated resolution to the conflict—just as it has consistently held that a political settlement is the only way to end the conflict in Syria.  It is Riyadh that rejects negotiation—regarding Yemen or Syria—unless it can, in effect, dictate outcomes in advance.  In Yemen, as in Syria, Saudi actions are now enabling al-Qa’ida to make territorial gains.

Looking ahead, creating a genuinely more stable Middle East will require wider recognition of how dangerous the Saudi-stoked “Cold War” really is, and how much more damage it could do to an already severely stressed region.  It will also require deeper appreciation of Iran’s regional importance, and of the indispensability of its influence to putting the Middle East on a more positive long-term trajectory.

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Click here to learn about “Going to Tehran,” co-authored by Flynt Leverett and Hillary Mann Leverett.  This article originally appeared at the “Going to Tehran” website and is reprinted with permission.

About the authors:

Flynt Leverett is a professor at Pennsylvania State University’s School of International Affairs and is a Visiting Scholar at Peking University’s School of International Studies.

Dr. Leverett is a leading authority on the Middle East and Persian Gulf, U.S. foreign policy, and global energy affairs. From 1992 to 2003, he had a distinguished career in the U.S. government, serving as Senior Director for Middle East Affairs at the National Security Council, on the Secretary of State’s Policy Planning Staff, and as a CIA Senior Analyst. He left the George W. Bush Administration and government service in 2003 because of disagreements about Middle East policy and the conduct of the war on terror.

Dr. Leverett has written extensively on the politics, international relations, and political economy of the Middle East and Persian Gulf. In a series of monographs, articles, and opinion pieces (many co-authored with Hillary Mann Leverett), he has challenged Western conventional wisdom on the Islamic Republic of Iran’s foreign policy and internal politics, documented the historical record of previous Iranian cooperation with the United States, and presented the seminal argument in American foreign policy circles for a U.S.-Iranian “grand bargain”. His new book is Going to Tehran: Why the United States Must Come to Terms with the Islamic Republic(also co-authored with Hillary Mann Leverett).

Dr. Leverett has published opinion pieces in many high-profile venues, including The New York Times, POLITICO, and CNN, and contributes frequently to Foreign Policy. He has been interviewed about Iran and its geopolitics on leading public affairs programs around the world, includingCharlie Rose, The NewsHour with Jim Lehrer, Empire and Riz Khan (Al Jazeera English), Viewpoint(Abu Dhabi Television), Spotlight (Russia Today) and Washington Journal (C-Span), as well as in leading publications such as Der Spiegel and Le Monde. Along with Hillary Mann Leverett, he was featured in the PBS Frontline documentary, “Showdown With Iran”, and profiled in Esquiremagazine.

Dr. Leverett has spoken about U.S.-Iranian relations at foreign ministries and strategic research centers in Canada, China, France, Germany, Japan, the Netherlands, Norway, Qatar, and the United Arab Emirates. He has been a visiting professor at the Massachusetts Institute of Technology and Yale University.

Dr. Leverett holds a Ph.D. in politics from Princeton University and is a life member of the Council on Foreign Relations and the International Institute for Strategic Studies.

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Hillary Mann Leverett is a Senior Professorial Lecturer at the American University in Washington, DC and a Visiting Scholar at Peking University in Beijing, China. She has also taught at Yale University, where she was a Senior Lecturer and inaugural Senior Research Fellow at Yale University’s Jackson Institute for Global Affairs. She is also CEO of Strategic Energy and Global Analysis (STRATEGA), a political risk consultancy. Her new book is Going to Tehran: Why the United States Must Come to Terms with the Islamic Republic (co-authored with Flynt Leverett).

Mrs. Leverett has more than 20 years of academic, legal, business, diplomatic, and policy experience working on Middle Eastern issues. In the George W. Bush Administration, she worked as Director for Iran, Afghanistan and Persian Gulf Affairs at the National Security Council, Middle East expert on the Secretary of State’s Policy Planning Staff, and Political Advisor for Middle East, Central Asian and African issues at the U.S. Mission to the United Nations. From 2001-2003, she was one of a small number of U.S. diplomats authorized to negotiate with the Iranians over Afghanistan, al-Qa’ida and Iraq. In the Clinton Administration, Leverett also served as Political Advisor for Middle East, Central Asian and African issues for the U.S. Mission to the United Nations, Associate Director for Near Eastern Affairs at the National Security Council, and Special Assistant to the Ambassador at the U.S. embassy in Cairo. She was awarded a Fulbright Scholarship and a Watson Fellowship, and in 1990-1991 worked in the U.S. embassies in Saudi Arabia, the United Arab Emirates, Qatar, Egypt and Israel, and was part of the team that reopened the U.S. Embassy in Kuwait after the first Gulf War.

Ms. Leverett has published extensively on Iran as well as on other Middle Eastern, Central and South Asian, and Russian issues. She has spoken about U.S.-Iranian relations at Harvard, MIT, the National Defense University, NYU, the Norwegian Institute for International Affairs, and major research centers in China. She has appeared on news and public affairs programs on BBC, CNN, MSNBC, and Al Jazeera (Arabic and English), and was featured in the highly acclaimed BBC documentary, Iran and the West. She appeared in the PBS Frontline documentary, “Showdown With Iran”, and was profiled in Esquire magazine. Her articles, often co-written with Flynt Leverett, have appeared in Harper’s, The New York Times, Foreign Policy, The National Interest, Politico, the Penn State Journal of Law and International Affairs, the Washington Monthly, and The International Spectator. She has provided expert testimony to the U.S. House Government Reform and Oversight Committee.

Mrs. Leverett holds a Juris Doctor from Harvard University and a Bachelor of Arts in Near Eastern Studies from Brandeis University.

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